How Facial Recognition Systems Work

Anyone who has seen the TV show "Las Vegas" has seen facial recognition software in action. In any given episode, the security department at the fictional Montecito Hotel and Casino uses its video surveillance system to pull an image of a card counter, thief or blacklisted individual. It then runs that image through the database to find a match and identify the person. By the end of the hour, all bad guys are escorted from the casino or thrown in jail. But what looks so easy on TV doesn't always translate as well in the real world.

In 2001, the Tampa Police Department installed police cameras equipped with facial recognition technology in their Ybor City nightlife district in an attempt to cut down on crime in the area. The system failed to do the job, and it was scrapped in 2003 due to ineffectiveness. People in the area were seen wearing masks and making obscene gestures, prohibiting the cameras from getting a clear enough shot to identify anyone.

Boston's Logan Airport also ran two separate tests of facial recognition systems at its security checkpoints using volunteers. Over a three month period, the results were disappointing. According to the Electronic Privacy Information Center, the system only had a 61.4 percent accuracy rate, leading airport officials to pursue other security options.

In this article, we will look at the history of facial recognition systems, the changes that are being made to enhance their capabilities and how governments and private companies use (or plan to use) them.

Photo © Identix Inc. Identix's FaceIt software measures nodal points on the human face to create a faceprint and find a match. See more pictures of facial recognition systems at work.

Humans have always had the innate ability to recognize and distinguish between faces, yet computers only recently have shown the same ability. In the mid 1960s, scientists began work on using the computer to recognize human faces. Since then, facial recognition software has come a long way.

Identix®, a company based in Minnesota, is one of many developers of facial recognition technology. Its software, FaceIt®, can pick someone's face out of a crowd, extract the face from the rest of the scene and compare it to a database of stored images. In order for this software to work, it has to know how to differentiate between a basic face and the rest of the background. Facial recognition software is based on the ability to recognize a face and then measure the various features of the face.

Every face has numerous, distinguishable landmarks, the different peaks and valleys that make up facial features. FaceIt defines these landmarks as nodal points. Each human face has approximately 80 nodal points. Some of these measured by the software are:

• Distance between the eyes
• Width of the nose
• Depth of the eye sockets
• The shape of the cheekbones
• The length of the jaw line

These nodal points are measured creating a numerical code, called a faceprint, representing the face in the database.

Photo © Identix Inc. FaceIt software compares the faceprint with other images in the database.

In the past, facial recognition software has relied on a 2D image to compare or identify another 2D image from the database. To be effective and accurate, the image captured needed to be of a face that was looking almost directly at the camera, with little variance of light or facial expression from the image in the database. This created quite a problem.

In most instances the images were not taken in a controlled environment. Even the smallest changes in light or orientation could reduce the effectiveness of the system, so they couldn't be matched to any face in the database, leading to a high rate of failure. In the next section, we will look at ways to correct the problem.